A graduate of New York University with a B.A. in Economics and MBA from Webster University, she has built a career defined by integrity, leadership, and deep knowledge in financial compliance and operational management.
She previously served as a Compliance Advisor and Compliance Supervision Specialist with Raymond James Financial in St. Petersburg, Florida, where she assisted with the interpretation of FINRA regulations as they applied on both the broker dealer level and the branch level. She conducted location audits around the country and strengthened the firm’s and the branch’s adherence to regulatory standards. She continued advancing in the compliance field by moving to AXA Financial in Cleveland, Ohio, supporting that firm’s regulatory programs and branch oversight initiatives. She then transitioned into broader leadership at a branch as Director of Operations for Johnnycake Financial Services in Concord, Ohio. Over her tenure, she streamlined internal processes, supported advisor productivity, and played a key role in enhancing the firm’s client service experience.
After taking time away from the industry to welcome and raise her two children, she has re-entered the financial services field with renewed focus. She now serves as a Registered Principal, applying her extensive compliance background and operational insight to support advisors, ensure supervisory excellence, and uphold the highest standards of client protection.
Dedicated, detail‑oriented, and committed to ethical leadership, she brings a wealth of experience and a passion for fostering strong, compliant, and client‑centered advisory practices.